The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of
with dignity, recommending thorough and systematic solutions to tackle debt problems, and developing a financial and debt management system in accordance with good governance principles. This is to
Bangkok, October 29, 2014 ? The SEC is seeking public comment on draft regulations on prevention and management of conflicts of interest and proprietary trading applicable to business operators. The
Mr. Thawatchai Pittayasophon, Deputy Secretary-General of the Securities and Exchange Commission (SEC), participated in the Meeting of the Joint Management and Monitoring Center for the Situation in
The Securities and Exchange Commission (SEC), led by Miss Jomkwan Kongsakul, Deputy Secretary‑General, together with SEC executives, held discussions with the Association of Investment Management
The SEC has reviewed the existing criteria governing liquidity risk management tools for mutual funds and has also studied regulatory approaches adopted in other jurisdictions. The SEC is of the view
: underline;">ที่ ธ.(ว) 2/2552 เรื่อง การขอความร่วมมือในการตอบแบบสอบถามเรื่อง Business Continuity Management (BCM)ตามที่สำนักงานได้ออก
ธุรกิจ (Business Continuity Management) _______________________________ ตามที่ประกาศคณะกรรมการกำกับตลาดทุน
Facebook page "บริษัทหลักทรัพย์จัดการกองทุนรวมผสม" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 14/03/2025)
Facebook page "บลจ-กองทุนรวมซาวาคามิ" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 17/03/2025)