SEC plans to revise rules on sale conducts for investment units after a survey of 55 branches of 18 commercial banks in Bangkok area indicated necessity for improvement particularly in relation to
consultation paper is available on the SEC website at www.sec.or.th. The draft regulation includes qualifications of CIS to be offered to non-retail investor in Thailand, conditions relating to offer of CIS
Bangkok, April 18, 2012 - The SEC is seeking public comments on revision of ESOP regulation to cover life-insurance agent with a view to supporting life-insurance company?s human resource management
Bangkok, April 17, 2012 ? SEC Secretary-General Vorapol Socatiyanurak reveals that the Capital Market Supervisory Board has approved revision on regulations to allow retail investor to make overseas
Thailand, and promotion of Chinese businesses to raise funds and list on Thai bourse in a variety of means, e.g., holding company. Study on cooperation in connection with Kunming gold market and Thai
Bangkok, July 12, 2012 - The SEC has commenced consultation period until July 24, 2012 on the proposed revisions of rules governing offer for sale of convertible securities, i.e., convertible
business operation; primarily the meeting will consider the appointment of additional directors to meet the requirement and solve the existing legal issues , and the repayment on bills of exchange and
Bangkok, 15 September 2017 ? The Civil Sanction Committee has imposed a civil sanction on Mr. Ravi Lohtong, director and executive of Siam Sport Syndicate Public Company Limited (SPORT), for using
Bangkok, 20 September 2017 ? The SEC is seeking public comments on the principles and the amended rules governing listed companies? disclosure of good corporate governance compliance via Form 56-1