-going basis throughout the course of the relationship with clients (on-going KYC/CDD). Clause 9. In conducting the KYC/CDD process pursuant to Clause 8, securities company is required to perform the
during the course of business undertaking; (7) “ investor contact ” means any person who performs duties in contacting, soliciting, giving advice or planning related to the purchase or sale or investment
; (6) “inside information” means material facts which affect the change in the price of securities but have not yet been disclosed to the public and a securities company has acquired during the course of
นผูตดิตอกับผูลงทุน (refresher course) ตามหลักสูตร ของสถาบันฝกอบรม หรือตามหลักสูตรที่สํานักงานยอมรับ แตสําหรับแนวทางที่ประกาศใชใหมนี้ สํานักงานจะพจิารณาโดยใชหลักของการดาํรงความรูความสามารถสําห
งอยา่งสม ่าเสมอ โดยในกรณีของ head of compliance อยา่งนอ้ยตอ้งเขา้รับการอบรมความรู้ตามหลกัสูตรท่ีส านกังานเห็นชอบ (refresher course) ทุก ๆ 2 ปี เป็นตน้ 3. Head of compliance ตอ้งมีคุณสมบติัและประสบการณ์
) (1,773) (2,327) 13% 31% (6,135) (7,164) 17% Exploration and evaluation expense (12) (12) (11) -10% -6% (60) (48) -20% Gain (loss) from crude and product oil price hedging contract (66) 86 46 169% -47% 107
crude and product oil price hedging contract, resulting in the performance to decline from Q1/2017. Nevertheless, performance was better than the previous quarter from the expenses reduction which was
assigned by the trustee with a scope of authority, duty and responsibility as stated in the trust instrument, as well as the appointment contract of the REIT manager and other agreements between the REIT
declined by c.5% YoY, resulted from the contraction in domestic fruit juice market following the slowdown domestic spending Domestic Contract Manufacturing (CMG) sales increased by c.80% YoY support by