available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile: 0-2263-6502, or email: corporat@sec.or.th. The public hearing
While all securities companies were required to have paid-up registered capital at the same amount of 100 million baht, the new rules require that applicants and licensees of all types of
SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of
information or dissemination of advice with false information. SEC disseminates the public hearing document on this issue at SEC website: www.sec.or.th/hearing. Any related and interested parties are welcome
issuers sufficient period of time to prepare themselves. SEC has published a hearing document on the above matter on SEC website, available at: www.sec.or.th/hearing. Any involved or interested
At present, real estate investment trusts (REITs) and infrastructure trusts are asset trusts that only have the legal obligation to prepare and disclose information, but in practice such
securities or derivative contracts, which must be consented to by the clients. SEC has made the public hearing document available at www.sec.or.th/hearing. Related persons and interested parties may
publicized through telephone, leaflets, brochures, event booths at office buildings and Facebook advertisements.Such acts may be unlawful and constitute an offence of luring and offering unauthorized
operators in the capital markets who plan to apply fintech must comply as follows: (1) Set a policy on fintech application at board or executives level; (2) Have personnel understand the basic
follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or