the regulations on obtaining approval of the shareholders’ meeting and disclosure of material information and shall also comply with relevant regulations. Moreover, directors, executives and listed
his approval as investment consultant and branch manager or equivalent position for two months for failing to comply with the client’s instruction, effective from 5 April 2019, and disclose the
separate note, the SEC has received a tip that a foreign company incorporated on the British Virgin Island solicits foreign investors in Thailand to invest in the High Performance Development Limited (HDPL
services dishonestly. Both persons were working at Bangkok Bank Public Company Limited (BBL) at the time of their misconduct.In the case of {A}, BBL's inspection report and the SEC's further investigation
to the first two editions of the projects. Qualified businesses will be able to attend training courses on capital market, fund raising and preparation for becoming a publicly traded company. Moreover
securities market investment consultant of the same company for trading securities on behalf of client.Following a customer complaint against {B} and {A}, as well as a report from RHB OSK Securities (Thailand
IPO approval from the SEC. Vorapol Socatiyanurak, SEC Secretary-General said that for Thailand to strive forward and compete internationally, development must be driven nationwide. The SEC thus
Bangkok, January 23, 2012 - The SEC has revoked approval status of three investor contacts and suspended another for dishonest conducts and disclosure of client confidential information, effective
M.D. 219/2019 November 12, 2019 Subject : Disclosure of the information connected transaction To : President of the Stock of Exchange of Thailand Kang Yong Electric Public Company Limited hereby
M.D. 219/2019 November 12, 2019 Subject : Disclosure of the information connected transaction To : President of the Stock of Exchange of Thailand Kang Yong Electric Public Company Limited hereby