to buy securities for her friend, who was in the process of opening a securities trading account, through assistance of one of her clients. After the trading account was opened, her friend asked for
Ref. SorNor. 043/2017 August 10, 2017 To: President The Stock Exchange of Thailand Re: Notification on Business Restructuring, Change of Name and Capital Increase of the Subsidiaries Whereas, the
September 2013, Mr. Siwasit Sainumphung colluded with the five persons above to use several trading accounts to trade YCI shares in concealment and on a continuous basis to mislead the public into believing
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
Offering of Funds Digital Asset Business Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process CG Thailand Public
) BusinessOperator A Trustee of An Infrastructure Trust Digital Asset Business Operators Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices SHARE : For
statements or nature of business opreation woud be subject to cash balance trading, symbolized by te ?C? sign.Investors are advised not only to keep abreast of the important information disclosed by listed
} and {B}, two securities investment consultants, and {D}, a capital market investment consultant, failed to completely record a client's securities trading orders. Furthermore, the second investigation