previous assessment, which was 96.60 points.Ms. Ruenvadee Suwanmongkol, Secretary-General, the Securities and Exchange Commission (SEC), said: “With the increasing importance of sustainability and digital
methodology and assessment of the Scorecard has been revised to take into consideration increased investor expectations, and developments in business and corporate governance practices.The revised Scorecard
Market Supervisory Board No. TorJor. 16/2552 Re: Rules, Conditions, and Procedures for Application for and Approval of Offer for Sale of Newly Issued Bonds to Investors in Foreign Countries By virtue of
/Documents/Assessment/49801431.pdf 7025se.pdf the deposit and demonstrate that such deposit by the securities clearing house is for the purpose of complying with Section 223/3. (3) In the case of other asset
offerings of funds within the region by completing the assessment on the Philippines’ regulatory regime for joining the ASEAN Collective Investment Scheme (ASEAN CIS) framework. The meeting was also updated
asset class among global investors. The result of ASEAN CG Scorecard 2014 assessment showed that Thailand could still hold the leading role and was ranked at the top for the third consecutive year
Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive of Derivatives Business Operator B.E. 2553 (2010) 01/02
Intermediary 03/06/2014 01/07/2014 7. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive of
for transactions, requirement to obtain approval from or report to senior management, face-to-face contact with the client or his ultimate beneficial owners or ultimate controlling persons, assessment
company must, in case of cross-border omnibus accounts, assess the adequacy and effectiveness of the financial institutions’ KYC/CDD measures and controls prior to requesting for approval from senior