following categories: (1) securities brokerage, securities trading or securities underwriting; (2) investment advisory providing investment planning to clients or using software programs in providing services
1 -Translation- No. ECF2 046/2562 24 December 2019 Subject: Report of Resolution of Board of Directors' Meeting Re: (1) Disposal of Rights under Loan Agreement, Pledge Agreement and Memorandum of
the entry into the connected transaction between the Company and its subsidiaries with ASM Management Company Limited (“ASM”), connected entity, in a lease and services agreement of office spaces at the
person making the announcement of intention prior to making the announcement, for the purpose of substantial trading of securities of the business, regardless of whether or not such contract/agreement
policy and guidelines on corporate governance and unabridged code of business conduct prepared by the Company Attachment 6: Report of the Audit Committee Part 1 Business Operation and Operating Results
undertaking and details of asset appraisal Attachment 5: Unabridged policy and guidelines on corporate governance and unabridged code of business conduct prepared by the Company Attachment 6: Report of the
to such manipulative trading. Their misconducts too are in contravention of Sections 243 and 244 of the SEA in conjunction with Section 86 of the Criminal Code. The complaint was filed after the three
any in accordance with the compromise agreement. {B} (formerly named {C}), the investment consultant for the securities trading account of such client, failed to perform investment consultant?s duties
agreement with NIHK 11/03/2020 08:51 Notification of Resolutions of the Board of Directors' Meeting to Enter into a service agreement with NSL 27/11/2019 18:35 Resolutions of the Board of Directors' Meeting