investment decisions when solicited to invest or use investment services of business operators to protect themselves from potential harm in various ways, including falling victim to scams.”  To verify the list

was the third and last one, focused on the infrastructure sector, with 73 representatives from 42 listed companies on the Stock Exchange of Thailand (SET) and the Market for Alternative Investment

investors and prescribing fees related to listed companies at a lower rate than those imposed on listed companies on mai and SET.  The trading rules for SMEs and startups are different from those for listed

the SEC Board to include ordinary person investors in the “institutional investor” category. The revision to the definitions of the term will become effective as from 1 October 2022. This may cause

สำคัญของประเด็นสิทธิมนุษยชน โดยนำหลักการ UNGPs ไปใช้และเน้นความมุ่งมั่นในเชิงนโยบายจากคณะกรรมการและผู้บริหารของกิจการ (tone from the top) นำไปสู่วัฒนธรรมองค์กรและส่งผลให้มีการปฏิบัติตามนโยบายองค์กรที่

and Recovery from COVID-19 in ASEAN หัวข้อ “HRDD and the Roles of Institutional Investor” โดยกล่าวถึงบทบาทของ ก.ล.ต. ในการขับเคลื่อนเรื่องธุรกิจกับสิทธิมนุษยชนในตลาดทุนไทยตามหลักการชี้แนะว่าด้วยธุรกิจ

new clients during the account opening process. Hence, such information must be accurate, complete, up-to-date, and clearly separated from other information. In case of significant revisions/updates

securities for sale to investors, providing that proceeds given to the securities holders depend on a flow of receipts generated from the transferred assets.   

regulations determining practices to propose agenda items by shareholders and to solicit proxies from shareholders. SEC, therefore, plans to issue regulations on these matters to promote uniformity in the

. Saard Theerarojanawong. Members include representatives from public and private organizations, e.g., the Legal Execution Department, the Federation of Thai Capital Market Organizations, the Association of