such assets, and for internal control to prevent dishonest abuses of such mutual funds’ assets; (b) Systems for preventing damages to mutual funds’ assets, related information and documents, and for
to prevent dishonest abuses of such mutual funds’ assets; (b) Systems for preventing damages to mutual funds’ assets, related information and documents, and for controlling the inflow and outflow of
necessary and appropriate; (b) the dispute between a natural person who agrees, receives or uses services, or enters into a contract with the respondent relating to securities or securities business, or the
where the Office deems it necessary and appropriate; (b) the dispute between a natural person who agrees, receives or uses services, or enters into a contract with the respondent relating to securities or
(15,000 x X) บาท ทั้งนี้ X = จํานวนหลักทรัพยตางประเทศของแตละกิจการที่รับฝากในการออกตราสาร แสดงสิทธิการฝากหลักทรัพยตางประเทศ เชน หากมีหลักทรัพยตางประเทศที่จะรับฝากเปนหุนของ บริษัท A บริษัท B และ
contacts : the type A investor contact who conducts an analysis on the value or suitability of any trading or investment in derivatives, and the type B investor contact who does not conduct an analysis on
contacts: the type A investor contact who conducts an analysis on the value or suitability of any trading or investment in derivatives, and the type B investor contact who does not conduct an analysis on the