statements and operating results of the past 3 years or since actual operation of business by providing the following information: (1) summary of auditor’s report; (2) summarized table of consolidated
sufficient and efficient work system; (c) expertise, experience and business reputations; (d) readiness of the service provider in case of providing services to many intermediaries; (e) record of complaints or
Notification Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries: “High-risk or complex mutual fund” shall be specified. 17.2 For a
Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries: “High-risk or complex mutual fund” shall be specified. 17.2 For a Sustainable and Responsible Investing
: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries: “High-risk or complex mutual fund” shall be specified. 18.4 For a
documentary/hot news 27 To carry on the business of providing contracting work, planning, marketing and publicizing for goods, stores, persons, organizations and government agencies to be well known and to
Commission concerning Determination of Definitions in the Notifications on Issuance and Offer for Sale of Securities; 5 “sale promotion” means providing incentive gifts, rights or other benefits to an investor
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 17/2561 Re: Application and Approval for Offer for Sale of Newly Issued Debt Securities _______________________ By virtue of Section 16/6 and Section 89/27 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (...
, subscription of such shares, and manipulation of delivering and disclosing the relevant information to the Ministry of Commerce, SEC, SET, and relevant agencies or authorities; 2. Execution, alteration
shares, and manipulation of delivering and disclosing the relevant information to the Ministry of Commerce, SEC, SET, and relevant agencies or authorities; 2. Execution, alteration, amendment, contact