Department and the Corporate Monitoring Department have been merged to be in charge of fully-fledged supervision of listed companies, while the Fin Tech Department is the center of digital asset-related
service presentation, as a resolution to the issue of investment and savings towards the investing public. The regulations also emphasize on the significance of self-supervision for business providers.SEC
-supervision system for executive asset management that was insufficient to prevent conflicts of interest. Specifically, Bualuang Securities issued internal approvals exempting six executives from the firm’s
businesses development and supervision. The MoU aims at promoting cooperation on development of derivatives businesses, exchange of information on derivatives business operators, trading systems and research
registered to be derivatives intermediaries; (6) a financial institution whose core business is under direct supervision of another regulatory agency and later obtained license to undertake securities business
of providing a self-service platform for customers through the use of communication equipments or computer while the office of securities company is closed , such securities company shall open 24 hours
. Thus, communication with all stakeholders as today is essential. The announcement of this SEC Strategic Plan marks the beginning of sustainable collaboration among stakeholders and market participants
Finanacial Statements ( 54 record(s) found) Name Year Status Type Period As Of Details INFORMATION AND COMMUNICATION NETWORKS PUBLIC COMPANY LIMITED 2024 Reviewed Consolidated Q3 30/09/2024 INFORMATION AND
On 15 August 2023, the SEC Board Meeting No. 13/2566 passed a resolution approving the principles for amending the Emergency Decree on Digital Asset Businesses to ensure that the supervision of