e-service Online Submission Securities Dealer Business >> Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations 5/2539 18/01/1996 2. Notification of the
Exchange Act 2535 92 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board TorThor 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices
e-service Online Submission See canceled document Derivatives Agent >> Licensing / Registration (Section 16) Type Title Section See Document Status Notified Date Effective Date 1. Notification of
Notification of Disposition of Shares of Landy Development Co., Ltd. (Edit) 22/02/2021 17:18 Notification of Disposition of Shares of Landy Development Co., Ltd. 11/11/2020 12:52 Notification of Acquisition of
regulations within 90 days of the effective date.______________________Remarks: Three related notifications have been made available on the SEC web site, as follows: (1) The Notification of the Capital Market
The SEC has ordered Zipmex, by virtue of Clause 13/1(3) of the said Notification, to take steps towards meeting the minimum net capital requirements, taking into account clients’ best interest as
violation of Clauses 20(1) and 20(5) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis
is strictly for reference. PAGE 2 Notification of the Office of the Securities and Exchange Commission No. SorThor. 67/2558 Re: Official Holidays of Securities Companies and Derivatives Business