, TRC’s financial manager, and (4) Ariya, Ounruen’s sister, had knowledge or possession of such inside information and the persons in (1), (2) and (4) had used such information to sell TRC shares in their

professionals, enticing investments in stocks and digital assets with seemingly low investment amounts and unrealistically high returns. The schemes claim that investing requires little to no knowledge and is

Fidler, CFA Institute, Head, Global Industry Standards said: “CFA Institute would like to commend CFA Society Thailand and the SEC on their commitment in developing knowledge, skills, and ESG investment

/SustainableFinance. Additionally, more details of Thai ESGX are available at: https://www.sec.or.th/TH/Pages/KnowledgeCapitalMarket/Knowledge-CapitalMarket-THAIESGX.aspx  *** According to the Ministerial Regulation No

personal data protection for life insurance business, insurance business and insurance assessors, assessment of corporate readiness, legal compliance and security protection and the building of knowledge

criteria for the trading of shares by SMEs and startups on secondary markets. It expects to allow investors on secondary markets, who have knowledge and understanding of SMEs and startups, to invest and

, Bangkok on 24 November 2020. SEC Chairman Pichit Akaratit noted: “Research is a process of creating new knowledge, enabling development and innovation. Research is, therefore, an important mechanism for

ลงทุนรายใหญ่  (2) ยกเว้นการทำแบบทดสอบความเข้าใจเกี่ยวกับการลงทุน (knowledge test) ก่อนการจองซื้อหลักทรัพย์คราวด์ฟันดิง สำหรับผู้ลงทุนสถาบัน ผู้ลงทุนรายใหญ่พิเศษและผู้ลงทุนรายใหญ่ (3) ปรับปรุงนิยามและ

and their value chains. The site will provide knowledge resources, guidance and the SEC’s activities related to women’s empowerment and gender equality. On this occasion, we would also like to applaud

any transaction not their own, or risk being exploited for an offense without their knowledge or subject to litigation in connection with an investment consultant?s misconduct