providing services relevant to renting or using area, as the case may be. “SET” means the Stock Exchange of Thailand. Clause 2 This Notificaiton: (1) contains regulations to be used in conjunction with the
retirement mutual fund and long-term equity fund that urge investors to make the investment in time for acquiring tax benefits in such tax year. Clause 5. In case of advertisement of guaranteed fund or private
Background Highest Degree : [ ] Lower than Bachelor Degree [ ] Bachelor Degree and higher Major : Name of Institution : Related academic background in case of member of audit committee (Bachelor Degree or
shall not apply to the securities company’s branch office in foreign countries. Clause 3. The securities company shall open within the hours, and close on the days as follows: (1) in case of providing
person shall have the following characteristics: (1) in case of being an employee of management company, the position held shall not cause any conflicts of interest with management of fund and shall not
following line of work, as the case may be: (a) a line of work relating to trustee services, trustee operation, compliance function of trustee services or other similar lines of work; (b) a line of work
” means a director of a derivatives exchange or a derivatives clearing house, as the case may be; (4) “board of directors” means the board of directors of a derivatives exchange or a derivatives clearing
of Section 133 of the SEA. Additionally, in the case of Praphol, he failed to report the acquisition or disposal of FVC shares that triggered the five-percent threshold of the total voting rights, thus
case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are
consultant for four years and eight months. They were the employees of KTB Securities (Thailand) Co., Ltd., while the misconduct occurred. The SEC learned of Panadda case from a complaint filed against her and