financial products to support linkages between the Thai and global capital markets which has also widen business opportunities for the banks and help strengthen the country?s financial market,? Mr. Vorapol
inflated the share price and matched the trading orders within the group in concealment to mislead the public into believing that TPC shares were actively traded or TPC share price was changed. They also
by providing their trading accounts to be used. In addition, {B} also helped place trading orders while {C} and {D} took care of the withdrawal of cash collateral or payment for trading of RICH shares
membership can now be disclosed in the annual registration statement, lately including anti-corruption as a part of disclosure on the listed company?s best practices. The disclosure will also be disseminated
SEC?s approval list who also work for leading auditing firms (big 4). The special audit will cover the transactions with MILL?s business alliances which may be considered as related parties and shares
to March 27, 2009, Maris, then ING Funds managing director and T.U. Dome fund manager, and Burim, also T.U. Dome fund manager at that time, had performed their duties dishonestly by proceeding for T.U
SEC also disclosed inappropriate behavior of {D}.The SEC?s routine inspection of investment consultants found that {A} (then worked at ZMICO Securities) had been authorized by his client to make
} admitted that she had continually talked with the client about support and resistance lines of the derivatives prices and also informed the client of trading results via email. The client has never objected
, experiences and outcomes of financial and investment education as well as risk management. The cooperation will also address the contents and communication to target groups, integrated cooperation and
fundraising vehicle for the SMEs. Besides, the SEC also promotes issuance of corporate bonds to manage costs through the ?First Step Beyond with Bond Issues? Project. Importantly, the SEC has introduced