process. The SEC, therefore, filed the criminal complaint with the ECD Police for further legal proceedings.  In any case, filing a criminal complaint commences the criminal justice administration whereby

a criminal complaint commences the criminal justice administration whereby the consideration whether a defendant is guilty will be proceeded by the inquiry official and the public prosecutor, and the

regulator also discussed with Association of Investment Management Companies (AIMC) and Sasin Graduate Institute of Business Administration of Chulalongkorn University (Sasin) on the review on AIMC guideline

ได้ในการพิจารณาอนุญาตให้บริษัทสามารถใช้ back office (เช่น ฝ่ายปฏิบัติการหลักทรัพย์ การเก็บรักษาหลักทรัพย์ บัญชี IT Administration เป็นต้น) ที่ดำเนินการโดยบริษัทอื่นหรือร่วมกับบริษัทอื่น

Mr. Woraphant Chontong Mr. Woraphant Chontong while being a director, executive director and senior executive vice president of financial and administration division of Sino-Thai Engineering and

users of Z Wallet on the digital asset http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 43/2023 Dated 24/04/2023 Siamese Asset Public Company Limited Siamese Asset Public

The Central Bankruptcy Court issued an order to IFEC on 29 January 2024 for the business rehabilitation and determined the company as the plan administrator. Pursuant to the Bankruptcy Act, B.E. 2483

opinion on the improvement of the regulations in order that the revised regulations will be appropriate for actual use.  In addition, SEC will coordinate with business operators to expand the investor

market.  In order to do this, the Thai capital market must rely on the driving force of the intermediary business operators in driving and strengthening the capital market to become an effective vehicle

investigation, it was found that Niran, a KBANK employee at the time, had solicited a client to purchase units of a mutual fund but did not execute the subscription order for the client. Instead, he