be an derivatives intermediary in the category of derivatives investment management and shall obtain a prior consent from the client who assigns the function of derivatives investment management
over the benefit of itself, in particular, it shall trade in securities for the client prior to trading for itself, unless the order of the client clearly specifies the condition of trading otherwise
asset acquisition transactions occurring during the past six months prior to the date of the transaction, i.e.,: (1) The Company’s disposal of ordinary shares of Origin Prime 2 upon completion of increase
accumulating the value of the abovementioned transaction with the other asset acquisition transactions occurring during the past six months prior to the date of the transaction, i.e.,: (1) The Company’s disposal
in Chapter 3; (c) having obtained an approval from the SEC Office prior to performing function, except for any of the following cases: 2 Amended by the Notification of the Capital Market Supervisory
which was the most recent financial statement prior to the date of the transaction. Consequently the Company’ s Board of Directors' meeting No. 7/ 2016 on June 29, 2016 had approved such related
transactions occurring in the past six months prior to the date on which the Board of Directors of the Company resolved to approve the entry into this transaction i.e. 4 following transactions: 1) the
important. Prior to making an investment decision, investors must exercise own judgment when considering detailed information relating to the securities issuer and the conditions of securities, including the
Information _____________________________ Clause 30 An intermediary shall compile and assess a client ’s information for the following purposes prior to providing services: (1) knowing the client ; (2
Information _____________________________ Clause 30 An intermediary shall compile and assess a client’s information for the following purposes prior to providing services: (1) knowing the client; (2