with professional standards and code of ethics; not allowing any acts in the manners that taking advantage of clients and investing public.?    Information contained in this news release is as of the

failure to keep complete record of the securities trading orders were deemed as failure to perform the duties with due care and professional competence under the Notifications of Capital Market Supervisory

seller were deemed as failure to perform duties with honesty and to adhere to the professional ethics and standard of conducts for the capital market personnel. The said actions were in violation of Clause

. They must render services and perform duties honestly in compliance with professional standards and codes of conduct. On the other end, investors themselves must strictly abide by trading regulations

รองรับความต่อเนื่องของธุรกิจ จึงอาจท าให้ บลจ. ไม่มีเงินทุนเพียงพอที่จะรองรับการประกอบธุรกิจ นอกจากนี้ หลักเกณฑ์ก าหนดให้ บลจ. จัดให้มี การท าประกันภัย1 (Professional Indemnity Insurance : “PII”) เพื่อ

company shall purpose to have its shares traded on a foreign exchange in support of the initial public offering in many countries. In this regard, the filing of the application for an offer for sale of

Code should receive the full support of CRA management and be backed by thorough compliance and enforcement mechanisms. However, the measures set forth in the IOSCO CRA Code are not intended to be all

those who have not been approved to become a trustee; (2) a copy of trust instrument to support an issuance of sukuk; (3) a certified letter from the financial advisor who prepares the application for

the process. At present, it is under investigation process to find the defendant’s assets. 1.4 IT Professional Co., Ltd. A debtor in a sale contracts of electric and air conditioning system installation

ประกันภัย” หมายความว่า กรมธรรม์ประกันภัยความรับผิดที่เกิดขึ้นจาก การประกอบวิชาชีพ (professional indemnity insurance) “กองทุนสำรองเลี้ยงชีพ” หมายความว่า กองทุนสำรองเลี้ยงชีพตามกฎหมายว่าด้วยกองทุนสำรองเลี้ยง