misconduct of MRC - BIZ is liable to offering for sale of digital tokens and operating digital asset exchange without license, which is a legal offense under Section 17 and Section 26 subject to the
conditions. The three persons? offences were in violation of Section 243(1)(2) in conjunction with Section 244, and liable to the punishments under Section 296 of the Securities and Exchange Act B.E. 2535
’ list and then may exercise the right to appeal such DBD’s decision.According to Section 42 of the Administrative Procedure Act B.E. 2539 (1996), an administrative order shall be effective since the
that he continued to submit trading orders in the same manner. The act of Surin constituted a violation of Section 244/3 and will be subject to punishment under Section 296, Section 296/1, and
Bangkok, September 11, 2014 ?The SEC is seeking public comment on draft regulations on termination of listed company?s duty to disclose information under Section 56 and duty of directors and
offence under Section 89/7 in conjunction with Section 89/10 and Section 89/11, and liable to the penalties under the first paragraph of Section 281/2 of the Securities and Exchange Act of 1992. The
, Pongsachalerm and Chaiwat?s actions were deemed using inside information to gain unfair benefits over other persons in contravention of Section 241 of the Securities and Exchange Act of 1992 and thus liable to
, before TKN disclosed this inside information to the SET on 10 November 2022. The actions of Mr. Itthipat and Mr. Nutchatpong in the TKN insider trading case constitute an offense under Section 242
project and the commitment made with the unitholders concerning the Rules on maintaining portfolio duration. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code Settlement Committee
violated Section 98(8) of the Securities and Exchange Act B.E. 2535 amended by the Securities and Exchange Act (No. 5) B.E. 2559. SEC Act S.283 Settlement Committee Meeting No. 5/2024 Settlement Committee