receive such information. Chapter 4 Authorities and Penalties _______________ Clause 14 In case it appears to the SEC Office that a derivatives dealer has breached or failed to comply with this Notification
4 Authorities and Penalties _______________ Clause 14 In case it appears to the SEC Office that a derivatives dealer has breached or failed to comply with this Notification, or code of conduct
official considers the clarification of the applicant and discusses the case initially with the supervisor; - The responsible department concludes the consideration and proposes for the authorities
Governors of the Stock Exchange of Thailand re: Disclosure of Information and Other Acts of Listed Companies Concerning the Acquisition or Disposition of Assets, 2004 (collectively the “Notifications on
, 2004 (collectively the “Notifications on Acquisitions or Dispositions”). Size of the transaction by the highest value based on total considerations (Translation) Page 2 of 2 method is equal to 13.37
criteria. Therefore, the Company has an obligation to report and disclose the transaction by preparing at least an information memorandum (as set out in Schedule 1 to the Notifications on the Acquisition or