Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if appropriate, promulgate the notification https://www.sec.or.th/EN/Documents

https://publish.sec.or.th/nrs/8841pe.doc 5883pe.doc this Notification: (1) “ fund ” means an infrastructure fund; (2) “ management company ” means a securities company holding a license to manage mutual

Supervisory Board may, if appropriate, promulgate the notification https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-deri.doc DRAFT CUSTOMER ASSET SECTION 31.2 The provisions of this

this Notification: (1) “ fund ” means an infrastructure fund; (2) “ management company ” means a securities company holding a license to manage mutual funds; (3) “ infrastructure asset ” means: (a) the

possession , or without receiving an order to sell from another person, unless the SEC issues a notification allowing such transaction; (6) accept https://publish.sec.or.th/nrs/200pe.doc ประกาศคณะกรรมการกำกับ

Companies dated 29 June 2006. Clause 2 In the Notification: “ electronic data ” means data that are created, sent, received, stored or processed through electronic procedures; “ securities company reporting

income streams from infrastructure as the underlying (infra-backed ICO). Previously, the investment limit of retail investors was not exceeding 300,000 baht per person. This is to align with the product

director and executive of issuing companies and listed companies. In addition, the offense of Eakarat, who was personnel in the capital market business at the time, caused him to be a person with

above were deemed non-compliance with Clause 14(2) of the SEC Notification No. SorKhor 49/2552 Re: Approval for Investors Contacts and Standards of Conduct dated 14 October 2009, which stated that

TRANSLATED VERSION As of February 9, 2011 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the