appoint a person with at least one year of experience in digital assets or completes the SEC-recognized digital asset course to be the authorized https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10237
=440&rows=10 441 - 450 of 461 results Sort by: Relevance Date (Newest) Date (Oldest) SEC warns the public and investors to be cautious of unlicensed business operators service providers involved in
director and executive of issuing companies and listed companies. In addition, the offense of Eakarat, who was personnel in the capital market business at the time, caused him to be a person with
; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market business. The SEC strongly advises that investors check their trading
shall be a statement requiring the securities company be responsible for such assets in full amount. Clause 8 A securities company shall not appoint any person as its agent to undertake custody of clients
the securities company be responsible for such assets in full amount. Clause 8 A securities company shall not appoint any person as its agent to undertake custody of clients’ assets unless such
regulations: Clause 1. In this Notification: “derivatives business operator” means a juristic person licensed to undertake derivatives business in the category of derivatives broker or derivatives fund manager
Notification: “derivatives business operator” means a juristic person licensed to undertake derivatives business in the category of derivatives broker or derivatives fund manager; “derivatives exchange” means a
hereby issues the following regulations: Clause 1. In this Notification: “derivatives business operator” means a juristic person licensed to undertake derivatives business in the category of derivatives