that greater flexibility in fund management, together with clearer disclosure requirements, would be appropriate and consistent with the evolving operational context of mutual funds. Accordingly, the SEC
/CDD standards. In 2025, the SEC enhanced KYC/CDD standards for digital asset business operators. Building on this effort, the SEC now intends to establish consistent supervisory guidelines for
Pending Settlement, to be consistent with the Stock Exchange of Thailand’s operational guidelines, and international standards. Salient points include: 1. Non-resident (NR) who receives Thai Baht related to
Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange
113 of the Securities and Exchange Act B.E. 2535 (1992) , as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008) , Section 100, Section 103(9) and (10), Section 109, Section 114, Section
Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008), Section 100, Section 103(9) and (10), Section 109, Section 114, Section 115, Section 116 and
Exchange Act B.E. 2535 (1992) , as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008) , Section 100, Section 103(9) and (10), Section 109, Section 114, Section 115, Section 116 and Section
replacement for the Notification of the Securities and Exchange Commission No. KorThor. 14/2546 Re: Rules, Conditions and Procedures for Securities Underwriting dated 11 July 2003. As amended by the
, it is therefore deemed appropriate to issue this Notification as a replacement for the Notification of the Securities and Exchange Commission No. KorThor. 14/2546 Re: Rules, Conditions and Procedures
to issue this Notification as a replacement for the Notification of the Securities and Exchange Commission No. KorThor. 14/2546 Re: Rules, Conditions and Procedures for Securities Underwriting dated 11