various categories consisting of: (1) equity brokerage, (2) equity dealing, (3) equity underwriting, (4) investment advisory service, and (5) securities borrowing and lending.
companies that operate business in the categories of securities brokerage, dealing, investment advisory and underwriting, as well as mutual fund management, private fund management, venture capital
brokerage, securities dealing, investment advisory, securities underwriting, mutual fund management, private fund management and derivatives agents, etc.
Advisory Services บริษัท อีวาย คอร์ปอเรท เซอร์วิสเซส จำกัด - Dr.Theresa Devasahayam, ASEAN LCEP Gender Lead นางช่อทิพย์ เศวตรุนทร์ ผู้อำนวยการ ฝ่ายตราสารหนี้ ขณะ
of research analysis by non-licensed business operators may be regarded as carrying out the investment advisory service business because such promulgation must only be made by a licensed business
-up capital of 500 million baht for undertaking the following businesses ? brokerage, dealing and underwriting of securities, investment advisory, mutual fund/private fund management, securities
December last year. The SEC therefore instructed the offerors and their financial advisor Finnex Advisory Co., Ltd. to revise the tender offer documents by adjusting the offer price according to the said
), private equity trust and ASEAN CIS. Therefore, banks and their subsidiaries could seek business opportunities and expand customer base from providing financial advisory services or becoming DR
apply for the Type D license (limited brokerage, dealing or underwriting of investment units) and investment advisory service license. The revisions would help investing public to have greater access to
-Translation- UAC.CS/005/2019 April 2, 2019 Subject: The acquisition of assets of UAC Energy Co., Ltd. (Subsidiary) by investment in waste management project to produce renewable energy and process