complaint to support law enforcement under the Emergency Decree on Digital Asset Businesses. The public and investors are advised to take precaution regarding the use of services of unlicensed digital asset
use of services of unlicensed digital asset business operators since no legal protection is provided and there is a risk of exposure to scams and money laundering. To check the list of licensed business
securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of https://www.sec.or.th/EN
investors to be cautious with the services provided by unlicensed digital asset business operators activities with another foreign digital asset trading platform and allowing payment for the transactions made
after the criminal complaint has been filed. The public and investors should exercise caution when using services from unlicensed digital asset businesses as they will not be protected under the
their licensed or registered scope of businesses by visiting the SEC website (www.sec.or.th). In addition, any persons who come across suspicious unlicensed activities can report the matter to the SEC
ลักลอบเขามาใชระบบ (unauthorized usage) และการสรางรายการปลอม (Fabrication) เชน การสรางรายการซื้อขายหลักทรัพย - 6 - ปลอมโดยแอบอางวาเปนคํ าสั่งซื้อขายของลูกคา ซึ่งมีผลกระทบตอความมีตัวตนที่แทจริง
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange A...