. Eakarat Apiwattanaporn’s commission of the offense to buy UOB Freehold Eight Thonglor property fund (“UOB8TF”) Units on 19 http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 16/09/2020 Miss
Apiwattanaporn’s commission of the offense to buy UOB Freehold Eight Thonglor property fund (“UOB8TF”) Units on 19 http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 16/09/2020 Miss Thitirat Lohaset
by continuously placing orders to buy and sell KDH shares in a manner that pushed the price upward. They placed large-volume orders at multiple price levels, including aggressive buy orders and sell
without using the money to buy investment units as per the clients’ orders, (2) bought investment units less than the amount ordered, (3) misappropriated her clients’ money by depositing it into her own
inside information to buy the company's shares. He was subject to a civil penalty of 500,000 baht, as a resultFollowing a referral from the Stock Exchange of Thailand (SET), the SEC conducted further
an extraordinary general meeting (EGM), details on the number of the company's directors qualified to work, and the contract to buy and sell a land in the Phaholyothin area, including the cancellation
her client to buy derivative warrant without informing the client of specific risk of securities, the securities? last trading date and maturity date. {A} admitted that she advised the client to buy
specified period. The company therefore, forfeited the deposit amount of 37,000,000.- baht as specified in Article 7.3 of the agreement to buy and sell shares dated 27 February 2019. And have a letter