prepare and submit financial statements or reports on financial position and operating results, and must have a record of annual fee payment within deadline. The relief measure will take effect from 23
respondents, SEC has allowed more types of businesses within the four business groups to participate in a regulatory sandbox, as follows: (1) Intermediaries, i.e., securities investment advisory service
Pursuant to the proposed amendments, the fee for undertaking a derivatives exchange business would be determined at the rate of 0.05 baht per contract per side for trades executed within the
to cooperate with UNDP in driving towards Sustainable Development Goals within 2030, and to implement the National Action Plan on Business and Human Rights (NAP) the first phase 2019 – 2022. The NAP
cross-border offering of funds within the region, to include Sukuk into the framework on cross-border publication of research reports, and to update the progress on the ASEAN Corporate Governance
passed a resolution requiring Bitkub to submit a rectification plan to the SEC and complete the rectification of the relevant problematic work systems within five days in the following areas: 1
and the persons whom IFEC identified as director via the Stock Exchange of Thailand (SET) to solve the company's problems urgently and to disclose their individual clarifications to the public within
The SEC’s instruction followed the latest developments within IFEC organization, namely the resolution of IFEC Extraordinary Shareholders’ Meeting No. 1/2561, appointing new directors to fill in the
return any gains from the wrongdoings.* Mr. Thanawat came in to acknowledge the civil sanctions, but did not consent to comply with the punishment terms within the specified time. The SEC has
clarification via the SET within seven days, or on 22 March 2018. __________________Information contained in this news release is as of the aforementioned release date. For those who wish to see current status