operators Pursuant to the Emergency Decree on Digital Asset Businesses of 2018, digital asset business operators are required to obtain a relevant license from the Minister of Finance. Since 2018, three types
securities and derivative business by which many of investors has been victimized, the SEC wishes to notify that legitimate businesses are required to receive license to undertake securities business or
Section 317/4 and Section 317/5 of the SEA. The Civil Sanction Committee (CSC) has resolved to impose civil sanctions on the nine offenders, as summarized below: (a) The offenders are required to pay
Penal Code.The Civil Sanction Committee (CSC) has resolved to impose civil sanctions* on those 12 offenders, as summarized below: (1) The offenders are required to pay civil penalties
2), which are intended to be listed for trading on a licensed digital asset exchange, must obtain approval for their offering from the SEC and disclose information as required. This includes filing
information sharing and eliminating redundancies in data collection among law enforcement agencies to shorten the time required for investigation and enforcement processes. Additionally, leveraging AMLO's legal
percent of the fund’s net asset value (NAV) must be allocated to such assets over the course of each fiscal year. Additionally, Thai ESGX is required to invest in sustainability-focused stocks, with a
liabilities), plus assets required as collateral for derivatives business, not lower than the specified ratio; (3) Net Capital for the Digital Asset Segment for those also operating digital asset businesses
statements may be required instead of quarterly financial statements, and the qualifications for CFOs may not be determined. Auditors outside a list of certified auditors by SEC may also be considered
Offering for Sale of Green Bond, Social Bond and Sustainability Bond. Currently, an issuer of such bonds is required to pay the filing fee of 10,000 baht or 30,000 baht depending on the product type. The