condition. Simultaneously, Kiatichai, Suraphong (managing director and authorized person for trading in the NPP securities trading account), NPP, Rinnapa whose beneficiary in her securities account was
related persons. Monitoring acitivities of invested companies is also a must as sometimes regulators are not legally authorized to issue an order in certain matters.Disclosure of sufficient information is
, TIPCO’s Chairperson of the Board and Authorized Director and Director of the Tipco Asphalt Public Company Limited (TASCO), having known an inside information that has positive impact on TIPCO share price
-public information obtained while performing duty as {X1} advisor and president. With the referral from the Stock Exchange of Thailand, the SEC's probe found that on May 7, 2010 {A}, as the authorized
investment consultant for a period of five months, effective from February 16, 2013In case of {B}, the SEC received a report from Finansia Syrus Securities Plc., that he had been authorized by his client to
another 6 months. The Company have already allowed leniency for debt repayment from the debtors for a reasonable period and have continuously followed up with debtors and sent collection letter. However
allowed. For your information and compliance accordingly. For further information or inquiries, please contact the Investment Management Policy Department via Ms. Slil Laokiat, Officer, at Tel: 0-2263-6511
are allowed by law to invest; (3) giving advice through radio programs, television programs, newspapers or other print media in such ways that meet all of the three following conditions: (a) giving
institutional investors and concerns derivatives contracts overseas in which institutional investors are allowed by law to invest; (3) giving advice through radio programs, television programs, newspapers or