. Any custodian who has been registered as a person qualified to be a mutual fund supervisor and has been approved by the Office for custodian agent appointing system for a mutual fund, such custodian
The SEC has revised the definition of Qualified Subordinated Debt to be excluded from the total liabilities for the calculation of net capital of business operators. To align the issuance of
qualified in accordance with the regulations, which emphasize the importance of cybersecurity service systems when clients’ total digital assets under custody are worth more than 15 million baht for five
be a qualified person with independence, objectivity and required competency; (3) Update the requirements per current standards and guidelines to be in alignment with international standards and other
investment or have had enough money for long term. Therefore, SEC has gone ahead with the main strategic plan this year, promoting qualified wealth advisors easily accessible by people to use fintech as the
, respectively.The main criteria for selecting qualified entrants include their fund management performance, their strengths in post-retirement services and support, as well as the roles of asset management companies
market in general.(3) To specify rules on NC maintenance to be applicable to the business operators which also operate the digital asset business and to allow the qualified digital assets to be included
private funds, or investment advisors, which are fully qualified and ready to provide services, may apply for SEC’s approval to become the wealth advisor. There are currently over 40 operators interested
the assessment process to evaluate the qualifications of the applicants seeking licenses to operate digital asset businesses. If an applicant is qualified, SEC will propose Minister of Finance to