on investment advisor via crowdsourcing which are required to be granted SEC licenses. Investment advice must be made to general, not specific, investors and must be independent advice without

The MoU was signed by Mr. Ian Johnston, Chief Executive of DFSA, and Ms. Ruenvadee Suwanmongkol, Secretary-General of SEC Thailand, on 18 October 2022.The agreement provides a framework for ease of

of the Securities and Exchange Act, ensuring their protection and avenues for redress. Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, acting Secretary-General, and Mr. Rongrak

SEC booth this year will be modernized with our reaching out approach to investors and the general public. As this year marks our 20th anniversary, it is a very special occasion for rebranding and

Bangkok, April 25, 2012 ? The SEC is seeking public comment on proposed revision concerning proportion of investment unit holding in mutual fund for general investors (retail fund). The revision is

has been set up clearly with proper check and balance mechanism. Even SEC Secretary-General is unable to intervene the procedure, said SEC Secretary-General Thirachai Phuvanatnaranubala.

Bangkok, March 25, 2014 ? SEC Secretary-General Vorapol Socatiyanurak emphasized importance of listed companies? Annual General Meeting of Shareholders (AGM), an event set up every year during March

Bangkok, December 16, 2013 ? SEC voted ?The Best Information Booth? award for the medium-sized booth category at SET in the City 2013. SEC Assistant Secretary-General Waratchya Srimachand received

we have decided to run the SEC Open Space theme to inspire investors and the general public to rethink their future, financial and otherwise, and hopefully to be able to crystalize their life goals as

public awareness on life plan. The program aims to help support sustainable development in Thailand. SEC Secretary-General Vorapol Socatiyanurak said the SEC launched ?Money Mun-D? to build positive