(CSRC), Financial Reporting Council (FRC Hong Kong) and SEC Thailand. The meeting discussed the inspection process development, deficiencies found during audit quality inspection and initiatives in
and found that during March 18 ? October 9, 2008, Boonchai, TYM Managing Director and major shareholder, Boonchoke, TYM major shareholder, Vallaya, Pichai, Duangruethai, Prasong, Pattanuch, Luckkana (or
probed into the case and found that during March 18 ? October 9, 2008, Sornnon, Naraporn, Nacharat and Thanatdej (or Jiraphoj) together with other 10 persons (one person died) colluded or agreed to trade
rules will not affect listed company?s private placement deals at market price during the offering period as defined under the rules. For the discounted private placement or the placement at the price
during February 2 ? May 15, 2012, Bordin and Noparat had colluded or mutually agreed to use four securities trading accounts of other persons to trade PYLON shares in concealment to inflate the price and
normal market condition became affected during 9 January - 28 February 2013.Such offences were in violation of Section 243 of the Securities and Exchange Act of 1992 (SEA) in conjunction with Section 83
fees during February 1, 2000 - July 26, 2001. Their behaviors also indicated defrauding and deceiving the public by disseminating false information and concealing essential information through their
her then employer, the SEC probed into the {D} case and found the investment advice records and e-mails indicating that {D} had been entrusted to trade derivatives on behalf of a client during November
wishes to invite everyone interested in edutainment to visit the SEC booth at SET in the City, Bangkok, 2012. The event will be held at Hall 1, Royal Paragon Hall, 5th floor of Siam Paragon during November
because the highest price on that day was lower and was decreasing during the submission of selling order. She also admitted sending the trading orders without her client's order from January 9, 2014 to