specify under Clause 18 (1) of the Notification on Standard Conduct of Business ; (3) a person of whom a management company could be aware that if the management company enters into a transaction for a fund
- Transalation - No. AEC 321/2018 November 12, 2018 Subject: Disposition of Assets of AEC Securities Public Company Limited (Amendment) Attention: President The Stock Exchange of Thailand AEC
Company and its subsidiaries as of 30 June 2020, in accordance with the notification of the Capital Market Supervisory Board No. Thor.Jor. 20/2551 Re: Rules on Entering into Material Transactions Deemed as
lending business.” Clause 2 The provision of Clause 16 of the Notification of the Securities and Exchange Commission No. KorThor. 4/2543 Re: Custody of Client Assets of a Securities Company dated 4 January
Branch Office to Full Branch Office Securities company / derivatives intermediary 23/07/2013 Report/Form (Notification of Securities and Exchange Commission) Form 92-2 / 18-3 Application for Establishing
Bangkok, April 22, 2013 - The SEC barred {A}, a former employee of Siam City Securities Co., Ltd., from holding any securities company management positions as well as revoked her investment
Eng_Lee PAF (Translation) LEE 06/2020 14 May, 2020 Subject : Notification on the investment in Pattana Agro Futures Company Limited (Addition) To : President of The Stock Exchange of Thailand As Lee
Commission Notification of the Securities and Exchange Commission No. KorThor. 68/2547 Re: Custody of Customer Assets of Licensed Derivatives Broker _____________ By virtue of Section 9 Section 18 Section 33