Notification on Standard Conduct of Business, mutatis mutandis, except in the case where this Notification prescribes specific regulations otherwise. 2 In contacting and providing services related to selling

under this Notification shall be a limited company or public limited company which meets the qualifications prescribed under Clause 5, Clause 6, Clause 7 or Clause 8 of Chapter 1, as the case may be

under this Notification shall be a limited company or public limited company which meets the qualifications prescribed under Clause 5, Clause 6, Clause 7 or Clause 8 of Chapter 1, as the case may be. 4

Chapter 1, as the case may be. 4 Chapter 1 The Applicant Clause 5 The applicant for derivatives business license type Sor-1 shall be: (1) a securities company which obtains a securities business license

such lease or utilising area, as the case may be, and [ii] the rental fee shall include a compensation from utilising area and from a charged fee providing services thereof. Part 1 Application for an

website of the SEC Office. Structured Notes Factsheet “……………(Name of Structure Notes)……………” Issued by……………(Name and country where the issuer is incorporated [in the case of a foreign juristic person

] has certain behaviors indicating unlawful acts subject to administrative sanction; (4) “authority” means the SEC, administrative panel and the SEC Office, as the case maybe; (5) “administrative panel

for and an Approval of the Offer for Sale of Newly Issued Securitized Bonds; (3) an offer for sale of newly issued bonds in any other case in which interest payable and redemption under such bonds are

retirement mutual fund and long-term equity fund that urge investors to make the investment in time for acquiring tax benefits in such tax year. Clause 5. In case of advertisement of guaranteed fund or private

make the investment in time for acquiring tax benefits in such tax year. Clause 5. In case of advertisement of guaranteed fund or private fund with the same investment policy, the securities company must