, 2017), (5) the audited financial statements for the year 2018 and (6) the annual report for the year 2018 (Form 56-2, 2018) to the SEC within the specified period. The Court of Appeal sentenced the
financial statements for the year 2018 and (2) the annual report for the year 2016 (Form 56-2, 2018) to the SEC within the specified period. The Court of Appeal sentenced the accused to pay a fine of Baht
statements for Q2/2019 to the SEC within the specified period. The Criminal Court sentenced the accused to pay a fine of Baht 1,739,000. Since the accused pled guilty, the Court reduced the fines by half
2020 and (10) the annual report for the year 2020 (Form 56-2, 2020)to the SEC within the specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person
(Form 56-2, 2020) to the SEC within the specified period. In case of the audited financial statements for the year 2020, the Criminal Court sentenced the accused to pay a fine of 10,000 Baht and a further
POLAR’s failure to prepare and submit the financial reports through the transmission system within the period specified in the notification as follows : (1) the reviewed financial statements for Q3/2019 (2
where any independent director of a securities company passes away or resigns or his/her approval is revoked by the Office, the securities company shall appoint a new independent director within 90 days
independent director within 90 days from the date on which such matter occurs and it shall be deemed that the securities company is given an exemption by the Office from appointment of independent director
shareholders (“Agreement to sale and purchase shares”) within September 15, 2017 2. Parties involved and Relationship with the Company Purchaser : Fancy Asset Company Limited, a subsidiary of the Company holding