encourage investment analysts and fund managers to integrate ESG factors into their investment or advisory process and risk-return models. By doing so, fund managers and investment analysts will not only
ready for retrieval upon the SEC’s request, and (3) cancellation of reports that are no longer necessary. Under the current regulations, only 33 reports can be submitted via electronic means. After the
provision.However, the draft guidelines will be effective and applicable to the aforementioned business operators only if approval from SEC has been obtained. SEC is, therefore, seeking comments from the business
investment in shares of limited companies, these can be offered for sale to more than 50 investors only if the offeror must put in place the following mechanism for protection of shareholder’s rights: (a
-General Ruenvadee Suwanmongkol is the only official receives the “Outstanding Digital Organization Leader Award” this year. “SEC strong advocates on bringing digital technology to improve our services
on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without
justice. SEC strongly advises persons who are interested in securities investment to be cautious and shall deal in investments only with properly licensed intermediaries. Investors can check whether the
policies under the SEC Strategic Plan 2020-2022. The 56-1 One Report will not only lighten the burdens on listed companies regarding preparation and submission of annual performance reports, but also improve
amidst the COVID-19 pandemic as this crisis has not only been an accelerating factor for innovation and digitalization of market participants to cope with its impact but has also emphasized on the
transactions must be transferred into the securities account of the responsible securites company only, and that accepting a deposit of shares from any investment consultant into investors? own trading accounts