/15 and Section 89/17, is it allowed to keep important documents in the electronic system only to save paper and storage space? Otherwise, are both the originals and copies https://www.sec.or.th
(including the use of paper-based and electronic forms) to ensure that it https://www.sec.or.th/TH/Documents/Auditor/QAQR-07.xlsx securities-ITchecklist.xlsx Timeline การปฏิบัติตามประกาศ IT กรอบระยะเวลาการ
://www.sec.or.th/TH/Documents/SECWorkingPapersForum/working-paper-forum-25580617-fee.pdf herein exposure in alternative assets such as infrastructure fund/ REITS/ property fund/ commodity/ gold/ oil and so forth
decision-making power within digital asset business operators. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=1028 and the legal hub at http://law.go.th
inappropriate short selling and long selling transactions. The consultation paper is available at: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=1018 and the legal hub at https://law.go.th/listeningDetail
parties may be considered as LAS transactions, for which brokers are not permitted to provide services. The consultation paper is available at: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=1056 and
for rectifying the qualifications to be affiliated with an audit firm that meets the requirement of four auditors at a minimum, from 180 days to one year. The consultation paper is available at
other business activities and distinctly segregates its assets from those in its custody. This measure aims to mitigate excessive burdens in maintaining capital adequacy. The consultation paper is
In November 2022, the SEC published a consultation paper on the proposed amendment to capital requirements for digital asset business operators which includes paid-up and ongoing capital as well as
specified requirements, providing clear and sufficient information for investors to make informed investment decisions.The consultation paper is available at: https://www.sec.or.th/EN/Pages/PB_Detail.aspx