accessing or amending information; (d) non-public information protection system between the agent and its personnel; (e) supervisory system for making personnel to complete their functions in accordance with
; (d) non-public information protection system between the agent and its personnel; (e) supervisory system for making personnel to complete their functions in accordance with the law on securities and
system for investors’ information in order to prevent unrelated and unauthorized persons from accessing or amending information; (d) non-public information protection system between the agent and its
a {X1} director, had purchased 1,030,000 {X1} shares through trading accounts of {B} and {C} in the manner that taking advantage of the others for the benefit of himself and others. His action was
: From Pledges to Action," focusing on the SEC’s roles and strategies in driving sustainability covering the business sector and human rights in the Thai capital market. The event was held on 7 February
those failing to comply with the law may be imposed with legal action.” On 2 July 2021, the SEC filed a criminal complaint against Binance,* a foreign digital asset business operator, for providing
บ้าง คำตอบ : 1. Action การดำรงเงินกองทุนไม่ได้ มีความผิดตาม กธ.32/2560 ข้อ 3(2) ประกอบกับ ม.97 (โทษ ม. 282) 2. Action การคำนวณผิด มีความผิดตาม
T.H.K Trading Company Limited T.H.K Trading Company Limited conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was