. Notification of Capital Market Supervisory Board   85/2552    03/08/2009 01/09/2009     2. Notification of the Office of the Securities and Exchange Commission   31/2543 (Synopsis)   28/07/2000 10/08/2000     3

e-service Online Submission Mutual Fund >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorNor. 2/2550 Re: Rules

e-service Online Submission Mutual Fund >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   44/2545 (Synopsis)   2

e-service Online Submission Private Fund >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board   23/2556    04/04/2013 01/05/2013

e-service Online Submission Securities Brokerage Business >>   Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations   5/2539    18/01/1996 2. Notification of

e-service Online Submission Securities Underwriter Business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorJor

e-service Online Submission Securities Underwriter Business >>   Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations   5/2539    18/01/1996 2. Notification

e-service Online Submission Securities Dealer Business >>   Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations   5/2539    18/01/1996 2. Notification of the

e-service Online Submission Derivatives Agent >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorChor. 9/2555

any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange