Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), was invited to participate in a panel discussion on the topic “How Thailand’s Capital Market Can
operational strategies, aiming to reduce obstacles and enhance business operations to strengthen confidence in the Thai capital market. The meeting was held at the SEC Building on 21 December 2023.Mrs
In the first quarter of 2024, which marks the final quarter of the Initiative’s Phase 1 (July 2023 – March 2024), 10 business operators joined the activities aimed at enhancing knowledge and skills
In addition to stricter professional standards, audit firms in the capital market are now required to comply with the International Standard on Quality Management (ISQM) 1 and ISQM 2, which have
The SEC has endorsed the concept of requiring audit firms to maintain an appropriate number of auditors in the capital market to enhance their overall strength and ensure sufficient staff to provide
is a result of the public prosecutor’s legal action against the former director of STARK in the Criminal Court under the Undecided Case No. Or. 1931/2567 on 24 June 2024 after the SEC filed a criminal
The Securities and Exchange Commission (SEC), represented by Mr. Thawatchai Pittayasophon, Deputy Secretary-General, along with SEC executives and staff, participated in a floral offering ceremony to
auditors in the capital market, and to grant a fee exemption for resubmission of the application for approval of auditor in the capital market for the applicants who affiliated with audit firms outside
The SEC has received excellent results in the CRMS Assessment for the year 2023 from the PACC* in the areas of approval related operation, which demonstrated the SEC’s commitment to driving and
, who are trainees in a capability enhancement course for OAC personnel preparing for promotion to senior specialist roles, participated in a knowledge-sharing session titled “Decoding Success in