partnership between the SEC and the SET at the policy making level, after which the meetings for management and operating staff levels will be followed. The SEC and the SET are committed to working together
The SEC has found numbers of cases of online fraudulent actions involving the unauthorized use of names, logos, executive or staff images of the SEC, the capital market business operators as well
(IC) ตามลักษณะความซับซ้อนของตราสาร รวมทั้งกำหนดคุณสมบัติของ IC ให้มีความรู้ความเชี่ยวชาญที่สอดคล้องกับประเภทตราสารที่ขายด้วย นอกจากนี้ จะมีการเพิ่มจำนวน IC ที่มีคุณภาพ (experienced staff) เข้าสู่ระบบ
an academic study on the incident to present the paper and discuss with the SEC staff, said SEC Secretary-General Vorapol Socatiyanurak. ?Investor protection has always been the SEC?s top priority. To
. Administrative Expenses Administration costs increased from THB 310.9 Mn in 9M17 to THB 332.4 Mn in 9M18, an increase of THB 21.5 Mn or 6.9%. This increase was mainly due to staff increases to support the future
or 6.9% and was mainly due to staff increases to support the future business expansion and higher accrued staff bonus. Finance Expenses For the 9 months ending 30 September 2017 and 2018, financial
Department were 105 staff, increasing from last year which were 80 staff Selling expenses For the year ending 31 December 2018 and 2019, the Company’s selling expenses were 4.16 million Baht and 9.94 million
expenses increased in line with the number of employees. In Q3/2019, the number of employees in Project Management and Service Department were 107 staff, increasing from last year which were 65 staff Selling
securities companies? efficiency where quality of personnel in securities business either investment consultants or back office staff, will be strengthened. For investment consultants, training on wealth
approximately 0.48%. Selling Expenses Selling expenses mainly consist of salary for the café’s staff, space and equipment rental expenses, utility expenses, and other selling expenses such as marketing expenses