/are under supervision of Home Regulator which has the authority to impose sanctions or to order the CIS Operator of the ARFP Passport Fund to act or refrain from acting in case there is an action which
foreign collective investment scheme Name of foreign collective investment scheme (CIS): Date of the constitution of the CIS (dd/mm/yyyy): Home jurisdiction: Type of arrangement: ASEAN Collective
person responsible for management of foreign collective investment scheme. “home regulator” means a capital market supervisory agency of foreign country where a foreign collective investment scheme has
trust (unit trust) having objective to invest in securities or financial instruments; “home regulator” means capital market supervisory agency of country where foreign collective investment scheme has
of the supervision and monitoring of the activities and businesses relating to digital assets and the transparency of such activities and https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act
supervision, please visit the SEC website at www.sec.or.th or use SEC Check First application. Also, the list of business operators not under th SEC’s supervision is available on Investor Alert Page via this
) RegTech & SupTech: To deploy regulatory technology and supervisory technology (RegTech & SupTech) for supervision and data linkage. For example, to enable the use Electronic Know-Your-Client (E-KYC) through
joint effort would help to increase enforcement efficiency and prevent the use of business operators under the SEC supervision as a channel for money laundering or facilitating terrorism. This by
dishonest persons, money laundering and exploitation of digital assets to facilitate illegal financial transactions, while ensuring precise supervision to facilitate honest use of digital assets as a