Alert list. The application is easy and swift to navigate on the phone screen. One must only type in a name, to know whether it is approved, licensed, qualified, or registered under the supervision of

it may lead to total loss of investment money. The SEC strongly urges investors interested in high-risk products to contact properly licensed business operators only. The

asset business operator only in case of deciding to invest in digital assets. The list of licensed digital asset business operators and more information on digital assets are available at the microsite

ends on 6 April 2019.                                  ___________________Remark: the hearing documents (in Thai language only) are available at  https://capital.sec.or.th/webapp/phs/upload

: the hearing documents (in Thai language only) are available at:   https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=472

funds to accommodate these funds with the following rules, for example:- Unitholders must invest in provident funds only;- The number of unitholders which is at least 35 must be waived;- They must not

At present, real estate investment trusts (REITs) and infrastructure trusts are asset trusts that only have the legal obligation to prepare and disclose information, but in practice such

The SEC Civil Sanction Committee (CSC) had earlier resolved to impose civil sanctions on all four offenders of this case, among which only two agreed to comply with the specified civil sanctions

for operating a derivatives regulatory association only upon meeting the criteria such as having good corporate governance structure, establishing rules for recruiting and supervising members that are

and executives are subject additional disclosure only in case of simultanous holding of similar positions at other listed companies. This requirement also applies to independent directors who provide