Section 26 of the Emergency Decree. This offense is subject to penalties under Section 66 of the Emergency Decree in conjunction with Section 86 of the Criminal Code. The SEC has therefore filed the
in contravention of Paragraph 2 of Section 281/2 in conjunction with Section 89/7 and Section 312 of the Securities and Exchange Act B.E. 2535(1992), in conjunction with Section 83 of the Penal Code
above.In this regard, his offenses are deemed market misconduct related to securities trading under the Securities Law, and may be deemed an asset misappropriation under the Penal Code which is a predicate
made use of such information for purchasing, in collusion with Sommart, TIPCO shares through Sommart’s account before TIPCO reported such information to the SET on 18 February 2021.The action of
will consider further action regarding the matter.In the case of Chanthani, on 10 April 2014 she had access to the insider information regarding the proposal for business acquisition by virtue of her
life insurance; (c) any other financial institution as prescribed by the SEC Office; (3) “professional code of ethics” means: (a) professional code of ethics established by the Federation of Accounting
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