The warning came after the SEC had received information from the concerned public and stakeholders who noticed that unlicensed business operators in the securities and digital asset sectors

suitable to their investment profile with  a view to saving sufficient assets for their retirements.The SEC will also focus on building a solid foundation for sustainable development by promoting the roles

million, or Baht 30.08 million increased from the same period last year due employee’s expenses increased by Baht 13.36 million which including salary, overtime, compensation, and social securities. The

and Securities Being Underlying of ETF by a Securities Company _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act

units by accepting assets as a redemption under the requirement of such ETF. “management company” means a securities company licensed to undertake securities business in the category of mutual fund

Market Supervisory Board No. TorThor. 9/2554 Re: Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company _____________ By virtue of Section 16/6 of the Securities and Exchange

.. UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Securities and

Sort by: Relevance Date (Newest) Date (Oldest) 5389se.pdf the database of directors and executives of securities issuing companies, the company shall: (1) notify the names and information via the

committing fraud, misappropriating the company's assets and falsifying accounting records by executing concealed transactions through several associated companies abroad to exaggerate the company's operating

investors joined forces today comprising the Social Security Office (SSO), the Government Pension Fund (GPF), the Association of Investment Management Companies (AIMC), the Association of Thai Securities