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selling transactions. The securities companies would also have the duty to ensure compliance with the agreement; (4) To require that securities companies put in place a system for receiving, sending and
case-by-case basis. Additionally, listed companies are required to publicly disclose this information through the Electronic Listed Company Information Submission System of the Stock Exchange of Thailand
2024 from Mr. Prasert Jantararuangtong, Deputy Prime Minister and Minister of the Digital Economy and Society. The award ceremony took place during a workshop on the use of a system for coordinating
(OSS) system. On this occasion, she highlighted the SEC’s direction for the development of OSS services – such as the Government Business Services Portal or BizPortal, the Stakeholders Service Portal and
supporting documents for reconciling input data imported into the Company's information technology system which is used to process insurance contract data, the assumptions used, analysis of impacts and
ordered CMO to report the results of the special audit by 3 January 2024, as well as disclose the information publicly through the SET Electronic Listed Company Information Disclosure System
seek for the approval. Crowdfunding portals must be established with an efficient IT system in accordance with SEC’s rules and guidelines associated with establishment of IT system***, aiming to
Bangkok, July 8, 2016 ? The SEC Independent Audit Inspection Activities Reports for the second-cycle period during 2013-2015 have shown significant progress in the quality control system of audit
derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose