number, mobile phone number or e-mail of which companies shall update a name list and contact information regularly. Additionally, companies should specify additional communication channels, such as SMS
. Additionally, 3 List of contact persons, including employee list, telephone number and contact chart, whereby each employee shall contact an employee as scheduled. 4 companies should specify additional
. Clause 10 In the case where a mutual fund management company has a necessity that causes failure to comply with the rules prescribed in this Notification or any other additional rules issued under this
the case where a mutual fund management company has a necessity that causes failure to comply with the rules prescribed in this Notification or any other additional rules issued under this Notification
of the SEC Office □ Supporting document items are completed. □ Supporting documents items are not completed, and shall request for additional supplementary document as follows; 1
document items are completed. □ Supporting documents items are not completed, and shall request for additional supplementary document as follows; 1. …………………………………………………………….. 2. …………………………………………………………….. 3
Exchange Commission hereby issues the following regulations: Clause 1. The Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 34/2549, Re: Additional Rules for Approval of Fund
, Re: Additional Rules for Approval of Fund Manager dated 30 August 2006 shall be repealed. Clause 2. In this Notification: “Executive Director” means any person who is appointed by the board of