concerning net capital rules hereby refer to: (1) The Notification of Securities and Exchange Commission concerning Maintaining Financial Status of the Derivatives Broker; and (2) The Notification of
summed up to shareholders’ equity. 1 The regulations concerning net capital rules hereby refer to: (1) The Notification of Securities and Exchange Commission concerning Maintaining Financial Status of the
and Exchange Commission concerning Maintaining Financial Status of the Derivatives Broker; and (2) The Notification of Securities and Exchange Commission concerning Maintaining Net Capital. 5 the amount
securities trading of the client, and provide sufficient data or documentary evidence to ascertain a client’s financial status and debt repayment ability. In case of a retail client , the securities company
the person controlling securities trading of the client, and provide sufficient data or documentary evidence to ascertain a client’s financial status and debt repayment ability. In case of a retail
25mn. Before the acquisition, MACO directly holds 48.87% in this Company. After the transaction, MACO effectively holds 63.76% of Landy, changing the investment status of Landy from investment in an
criteria of information disclosure for the case when investment or divestment affects significantly that the Company can have or end its subsidiary status, then, the Company is required to disclose the
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