. Notified this 31st Day of July B.E. 2540 Thanong Bidaya (Mr. Thanong Bidaya) Minister of Finance Chairman of the Securities and Exchange Commission Note: The Notification of the Securities and Exchange

as from the day following the date of its publication in the Government Gazette. Notified this 31st Day of July B.E. 2540 Thanong Bidaya (Mr. Thanong Bidaya) Minister of Finance Chairman of the

Notification shall come into force as from the day following the date of its publication in the Government Gazette. Notified this 31st Day of July B.E. 2540 Thanong Bidaya (Mr. Thanong Bidaya) Minister of

Notification shall come into force as from 16 December 2004. Notified this 22nd Day of December 2004. Somkid Jatusripitak (Mr. Somkid Jatusripitak) Minister of Finance Chairman of the Securities and Exchange

(Mr. Somkid Jatusripitak) Minister of Finance Chairman of the Securities and Exchange Commission (Translation) Internal Control System to Prevent the Misuse of Client’s Assets Chapter 1 Management

cease to provide services temporarily until such error has been eliminated. Clause 15. This notification shall come into force as from 1 June 2007. Notified this 29th Day of May 2007. (Mr. Theerachai

eliminated. Clause 15. This notification shall come into force as from 1 June 2007. Notified this 29th Day of May 2007. (Mr. Theerachai Phuvanatnaranubala) Secretary-General The Office of the Securities and

approval for each advertisement. Notified this 6th day of February 2008. (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission Note: The reason for issuing

information presented to them, the Office may order the securities company under Clause 18 to obtain prior approval for each advertisement. Notified this 6th day of February 2008. (Mr. Thirachai

Notification shall come into force as from 16 May 2009. Notified this 20th day of April 2009. (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission Remark: The